Category Archives: Financial Services
Section 5: Financial services Article SERVIN.5.37 Scope 1. This Section applies to measures of a Party affecting the supply of financial services in addition to Chapters 1, 2, 3 and 4 of this Title, and to Sections 1 ...
Brussels, 7 July 2020 REV2 – replaces the notice (REV1) dated 8 February 2018 NOTICE TO STAKEHOLDERS WITHDRAWAL OF THE UNITED KINGDOM AND EU RULES IN THE FIELD OF ASSET MANAGEMENT Since 1 February 2020, the United ...
Overview: key features of the UK position In our White Paper, we describe these features as ultimately achieving: Principle of autonomy; Each Party to determine its own rulebook and assess whether access to its ...
EU Financial Services Legislation Most EU legislation on financial services is agreed between the European Parliament and (the member states in) the EU Council. Most decisions are taken by a qualified majority vote. ...
Supervisory Authorities Three European supervisory authorities (ESAs) were formed as part of the European Union banking reforms following the financial crisis. The ESAs are part of the ESFS (European System of ...
Financial Collateral A Directive on financial collateral seeks to reduce credit risk in collateral financial transactions between financial institutions. The purpose is to provide for the rapid and informal ...
Regulation of Credit Institutions Credit institutions authorised in one EU state may provide services in other EU states. An institution established in one state which wishes to establish a branch in another state ...
UCITS UCITS are undertakings for collective investment in transferable securities. UCITS are usually undertakings with the sole object of collective investment in transferable securities or other liquid financial ...
Regulation The European Union has legislated in relation to insurance services. As part of the freedom of movement of capital and freedom to provide services, there is legislation setting down common principles of ...
Investment Services The granting and the renewal of authorisations for investment firms is undertaken in the home member state. The competent authority (the central bank) must ensure that the investment firm has ...
AIF Managers Authorisation A 2011 directive regulates managers of alternative investment funds. The purpose is to ensure an internal market for these managers while putting in place a harmonized regulatory ...
Listing of Securities EU directives have laid down common standards for stock exchange listing requirements. The rules provide for the information that must be published when companies are first admitted to the ...
Consumer Credit Directive EU states must ensure persons offering credit obtain authorisation. They must be regulated and inspected; Bodies must be established to provide information and advice to consumers in ...
Payments Market Framework An EU directive aims to establish a framework for the creation of an integrated payments market. It covers payment service providers established in the EU. It covers payments in euro and ...
GATS Services Commitments Most WTO Member States submitted Schedules of Commitments in relation to services pursuant to GATS.The schedules are required to be classified in accordance with 12 principal sectors. States ...
Brussels, 27 April 2018 NOTICE TO STAKEHOLDERS INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant to ...
Brussels, 8 February 2018 NOTICE TO STAKEHOLDERS INSURANCE / REINSURANCE The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant to Article 50 of the Treaty ...
Brussels, 8 February 2018 Rev1 NOTICE TO STAKEHOLDERS F BANKING AND PAYMENT SERVICES The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant to Article 50 ...
Brussels, 8 February 2018 NOTICE TO STAKEHOLDERS RULES IN THE FIELD OF MARKETS IN FINANCIAL INSTRUMENTS The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union ...
Brussels, 8 February 2018 NOTICE TO STAKEHOLDERS RULES IN THE FIELD OF POST-TRADE FINANCIAL SERVICES The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant ...
Brussels, 8 February 2018 Rev 1 NOTICE TO STAKEHOLDERS RULES IN THE FIELD OF ASSET MANAGEMENT The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant to ...
Brussels, 8 February 2018 NOTICE TO STAKEHOLDERS RULES IN THE FIELD OF CREDIT RATING AGENCIES The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant to ...
Brussels, 8 February 2018 NOTICE TO STAKEHOLDERS RULES IN THE FIELD OF STATUTORY AUDIT The United Kingdom submitted on 29 March 2017 the notification of its intention to withdraw from the Union pursuant to Article 50 ...
Guidance Benefits and pensions for EEA and Swiss citizens in the UK This guidance explains the rights of European Economic Area (EEA) and Swiss citizens to UK benefits and pensions. Published 24 January 2020 Last ...
Financial services and markets regulations In Focus Published Thursday, 05 November, 2020 In Focus Brexit & the EU Economy Thomas Brown The House of Lords is scheduled to debate four statutory instruments ...
Guidance Foreign travel insurance Wherever you’re travelling, it’s important to take out appropriate travel insurance before you go. Published 22 March 2013 Last updated 29 December 2020 — see all updates From: ...
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